CONFIDENTIAL · FOR AUTHORIZED PERSONNEL ONLY · CAIBots © 2025–2026
Executive Demo Brief · Investment Research AI
Investment Research
Agentic AI
7 specialized research agents generate institutional-quality notes — earnings flash to full initiations — in seconds. Analyst sign-off preserved. Reg FD and MiFID II compliant output every time.
90-Day Pilot ReadyReg FD · MiFID IIIC Committee Path7 Parallel Agents10 Scenarios
7
Research Agents
<9s
Pipeline Runtime
10
Research Scenarios
$0.02–$0.04
AI Cost Per Note
Section 01
Access
Demo Credentials
Demo Access
Username: cai or caibots
Password: Demo (capital D)
Live AI: paste sk-ant-… API key
Static mode (default) runs all 10 scenarios with pre-written research notes — no API key needed. Scenario 11 (Live Custom) requires a Claude API key for real-time note generation on any ticker.
Section 02
Product Overview
What the Pipeline Does
7 agents run in parallel: fundamental analysis, valuation, sentiment, macro, risk, compliance, and portfolio impact. The output is a formatted research note that meets your house style, Reg FD standards, and MiFID II requirements — ready for analyst sign-off.
FA
Fundamental Agent
10-K / 10-Q · EDGAR · FactSet · Bloomberg
VA
Valuation Agent
DCF · EV/EBITDA · Peer comps · Precedent transactions
SA
Sentiment Agent
News · Earnings call NLP · Sell-side consensus
MA
Macro Agent
Fed rate path · Sector rotation · Index inclusion
RA
Risk Agent
Short interest · Covenant headroom · CDS spreads
CA
Compliance Agent
Reg FD · MiFID II · MNPI screen · Legal review flag
PA
Portfolio Agent
Active weight · Conviction score · IC committee path
Section 03
Scenario Library
10 Research Scenarios
From earnings flash notes (auto-publish eligible) to full initiations requiring IC committee sign-off. Each scenario maps to a real research workflow event.
| Scenario | Type | What the Agent Does | Analyst Time | Manual Cost | AI Cost |
|---|---|---|---|---|---|
Earnings Flash Note |
AUTO | EPS beat/miss → model update → flash note → Reg FD check → auto-publish eligible | 2.5hr | ~$300 | $0.02 |
Coverage Initiation |
HITL | 10-K extraction → 3-statement model → DCF + comps → 20-page note → IC committee required | 8hr | ~$960 | $0.04 |
Credit Alert Brief |
HITL | Leverage / covenant headroom → CDS spread delta → stress model → brief note → IC committee | 2hr | ~$240 | $0.03 |
PM Ad Hoc Request |
HITL | Bespoke data pull → comp analysis → summary memo → analyst sign-off required | 3.5hr | ~$420 | $0.03 |
Rating Watch Note |
AUTO | Rating agency action → affected positions scan → price/spread impact → client alert | 45 min | ~$90 | $0.02 |
M&A / Deal Alert |
HITL | Deal terms → synergy model → accretion/dilution → deal note → IC committee + compliance | 4hr | ~$480 | $0.03 |
FOMC / Macro Event |
HITL | Fed statement delta → rate path scenarios → portfolio stress → PM memo → sign-off required | 6hr | ~$720 | $0.04 |
13D / Activist Alert |
HITL | 13D filing → activist playbook → target vulnerability → response strategy → sign-off required | 5hr | ~$600 | $0.04 |
Earnings Miss / Downgrade |
HITL | Miss magnitude → consensus revision → downgrade model → rating change note → sign-off required | 2.5hr | ~$300 | $0.02 |
Short / Bear Thesis |
HITL | Bear model → fraud screen → short interest → thesis note → IC + legal + compliance sign-off | 5hr | ~$600 | $0.03 |
Section 04
Demo Walkthrough
20-Minute Demo Flow
Designed for a PM, CIO, Head of Research, or COO audience. Adjust depth for quant vs fundamental groups.
Open & Orient
Log in. Point to the pipeline bar (7 agents). Show the asset class filters (Equity / Fixed Income / Macro). Introduce the ROI bar.
""This is the research command center. Every market event — earnings, Fed decisions, 13D filings — triggers the pipeline automatically.""
Run Earnings Flash
Select Scenario 01 (MSFT Earnings Flash). Run pipeline. Show the note generating in the output panel. Point to Reg FD clearance badge.
""From data to formatted research note in under 4 seconds. Auto-publish eligible — no analyst touch required for standard beats.""
Run Coverage Initiation
Select Scenario 02 (Coverage Initiation). Show the 7 agents building in parallel: 10-K extraction, 3-statement model, DCF, peer comps, compliance screen. Show IC Committee routing.
""An initiation note that used to take a senior analyst a full day — fully drafted, formatted, compliance-cleared in under 9 seconds. Analyst conviction and price target judgment still required.""
Run Activist Alert
Select Scenario 08 (13D Activist). Show the activist playbook analysis, target vulnerability scoring, response strategy section.
""When Elliott files a 13D at 4pm, your response strategy is ready by 4:01.""
ROI Section
Open Brief Section 05. Walk through the $120/hr analyst rate and per-note costs. Let them enter their weekly note volume.
""How many notes does your team produce per week? What does that cost in analyst hours?""
Close
Show the perpetual monitoring concept — SC05 Rating Watch triggers automatically.
""Which research event creates the most time pressure for your desk right now — earnings season, macro events, or corporate actions?""
Section 05
ROI Justification
What the Agent Replaces — Honestly
The agent automates the analytical work phase of each case. It does not replace regulatory submission, account action execution, or human judgment at HITL gates.
✓ Agent Handles (in pipeline runtime)
- ✓ EDGAR 10-K / 10-Q data extraction
- ✓ Financial model update (key line items)
- ✓ Peer comp and valuation analysis
- ✓ Reg FD / MiFID II compliance check
- ✓ Research note and brief drafting
- ✓ Perpetual monitoring and conviction drift detection
✗ Remains Human (not replaced)
- ✗ Management meetings and non-deal roadshows
- ✗ Investment conviction and price target judgment
- ✗ IC committee deliberation
- ✗ Legal / compliance review and sign-off
- ✗ Trade execution decisions
- ✗ Client relationship management
Analyst rate ~$120/hr blended · Buyside research analyst · Analytical work phase only (data extraction + model update + note drafting) · Excludes management meetings, IC committee, client communication
| Scenario | Analyst Time | Manual Cost | AI Cost |
|---|---|---|---|
| Earnings Flash Note | 2.5hr | ~$300 | $0.02 |
| Coverage Initiation | 8hr | ~$960 | $0.04 |
| Credit Alert Brief | 2hr | ~$240 | $0.03 |
| PM Ad Hoc Request | 3.5hr | ~$420 | $0.03 |
| Rating Watch Note | 45 min | ~$90 | $0.02 |
| M&A Deal Alert | 4hr | ~$480 | $0.03 |
| FOMC / Macro Event | 6hr | ~$720 | $0.04 |
| 13D Activist Alert | 5hr | ~$600 | $0.04 |
| Earnings Miss | 2.5hr | ~$300 | $0.02 |
| Short Bear Thesis | 5hr | ~$600 | $0.03 |
Your Numbers — Interactive Calculator
Annual Hours Freed
—
Annual Cost Saving
—
FTE Equivalent
—
Methodology: Analyst time covers EDGAR extraction, model updates, comparable analysis, and note drafting only. Excludes: management meetings, non-deal roadshows, IC committee time, legal/compliance review, trade execution, and client communication. Manual cost = analyst time × $120/hr buyside research analyst rate. Actual time varies significantly by firm type (buyside vs sellside) and analyst seniority. Not a performance guarantee.
Section 06
Audience Customization
Tailoring by Stakeholder
Lead with what each stakeholder cares about. The same demo — different opening 60 seconds.
CIO / Head of Research
Lead with the initiation note (8hr → 9s). Show IC committee routing — analyst conviction still required. Emphasize Reg FD / MiFID II clearance on every note.
Portfolio Manager
Show ad hoc request flow (Scenario 04) and perpetual monitoring (Scenario 05). "Earnings at 4pm, model updated and note on your desk by 4:03."
COO / CFO
Lead with the cost model. $960 per initiation note → $0.04 AI cost. Show the ROI calculator with their weekly note volume and team size.
Compliance / Legal
Show the compliance agent (CA) running Reg FD and MiFID II on every note automatically. Show the IC committee path for SELL initiations and short theses.
Section 07
Efficiency Benchmarks
Numbers That Move a Decision
Use these in the close. Conservative figures — defensible in a CFO or COO meeting.
| Metric | Before | After | Reduction | What changes |
|---|---|---|---|---|
| Earnings Flash Note Time | 2–3 hours (data pull + model + note) | <5 seconds agent time | 99%+ | Flash note auto-generated on earnings release — analyst reviews, does not draft |
| Coverage Initiation Note | 8–12 hours (full analyst day+) | <9 seconds agent time | 99%+ | Analyst still provides conviction, price target, and IC committee sign-off |
| Reg FD / MiFID II Compliance | Manual check per note (variable) | Automated on every note | 100% | Zero compliance misses — same rules applied every time |
| PM Ad Hoc Response Time | 2–4 hours (analyst queue) | <6 seconds agent time | 99%+ | PM gets analysis in real time, not next morning |
| Perpetual Monitoring Coverage | Batch review (weekly/monthly) | Continuous — every data update | 100% | Conviction drift detected in real time, not at quarterly review |
Section 08
Troubleshooting
Common Issues & Fixes
Login fails
Username:
cai or caibots · Password: Demo. Clear sessionStorage if cached.Research note not appearing
In static mode, notes appear after a 2–3s animation. In Live AI mode, the note streams over ~15–20s. Wait for the streaming cursor to stop.
Scenario 11 (Live Custom) not working
Live Custom requires a Claude API key. Enter via the ⚙ gear icon in the AI ENGINE bar. All other scenarios work in static mode.
Pipeline shows ERROR
Refresh page and retry the scenario. Static scenarios 01–10 are fully self-contained and do not require any external connection.
HITL sign-off buttons greyed
Wait for full pipeline completion. IC Committee / Analyst Sign-Off buttons activate only after all 7 agents complete and the workbench populates.
ROI bar shows dashes
Run a scenario first. ROI bar populates per-scenario — shows analyst time, manual cost, and AI cost for the specific scenario just run.
"Which research event creates the most time pressure for your desk — earnings season, macro events, or corporate actions?"
Schedule Architecture Call →