T+1 doesn't wait.
Neither does CAIBots.
The CAIBots Capital Markets execution stack is purpose-built for the velocity and regulatory precision of trading operations — MiFID II T+1 reporting, trade surveillance, counterparty risk monitoring, and credit underwriting executing directly inside Bloomberg, your LOS, DWH, and regulatory systems.
What executes in your
capital markets systems.
Production-grade execution workflows writing directly into your trading infrastructure, risk systems, and regulatory reporting pipelines — governed at every step.
T+1 transaction reporting executed automatically — data aggregation, field validation, XML generation, ARM submission, and exception flagging. Zero manual intervention for standard trades. Full exception workflow for anomalies.
Real-time surveillance across trading activity — pattern anomaly detection, spoofing and layering identification, and automated escalation to compliance with a full evidence brief. No analyst needed for standard alert triage.
Counterparty credit events trigger automated risk re-scoring — pulling live market data, running Basel III-compliant CVA/DVA calculations, updating exposure limits, and routing breaches for dual approval before any action executes.
Earnings events, analyst rating changes, or portfolio triggers generate research briefs automatically — aggregating Bloomberg, Reuters, and proprietary data, running fundamental analysis, and distributing compliance-checked output to PMs.
30-day deployment
entry points.
Highest-value CM workflows to automate first — immediate ROI, measurable compliance value, and a clear path to full autonomous execution.
Start with T+1 transaction reporting — the highest-frequency, highest-risk manual process for most CM firms. Immediate, measurable compliance value with zero regulatory risk. Average implementation: 14–21 days to first live submission.
Automate the alert triage queue — every surveillance flag is classified, enriched with context, and either auto-resolved or escalated with a full brief. Immediate reduction in analyst manual review time with zero reduction in coverage.
Automate the daily counterparty credit event monitoring loop. Every rating change, CDS move, and news event is processed, risk re-scored, and exceptions surfaced — without analyst intervention on standard monitoring workflows.
Every CM framework.
Enforced at the architecture layer.
For capital markets, compliance is not a documentation process. It is the execution boundary. Every workflow in the CAIBots CM stack operates within these frameworks by design.
T+1 transaction reporting, best execution documentation, research unbundling records, client communication logs — all generated automatically at the Execution Layer with MiFID II-compliant data structures and retention.
ICT risk management documentation, incident reporting workflows, third-party risk monitoring — executed and logged at every step. DORA-compliant audit trails for all AI-driven decisions affecting trading operations.
Swap dealer reporting, Volcker Rule compliance monitoring, systemic risk flag detection, and consumer protection execution for retail-facing CM products — all automated with full regulatory record creation.
CVA/DVA calculation execution, capital ratio monitoring, stress testing data aggregation with BCBS 239-compliant lineage tracking. Every risk data write includes source, transformation logic, and timestamp.
Derivative trade reporting, clearing obligation monitoring, and margining requirement execution. EMIR trade repository submissions generated and filed automatically at T+1 with full exception handling.
Suspicious transaction and order reporting (STOR), insider list management, and market manipulation detection — all executed with MAR-compliant evidence documentation and regulator-ready case files.
The teams who own
trading compliance.
Research brief in 8.2 seconds.
Analyst signs off. MiFID II gate active.
10 production research scenarios. NVDA earnings flash · JPM coverage initiation · PHC credit IC memo · M&A event-driven · FOMC portfolio sweep. Every output MiFID II compliant.
| Workflow | Auto Execute | HITL Gate | Reg Reference |
|---|---|---|---|
| Research — Earnings Flash | Drafts Brief | Analyst Sign-off | MiFID II RTS 28 |
| Coverage Initiation (Full) | Drafts Note + Model | Analyst Sign-off | MiFID II · Reg FD |
| Credit IC Committee Memo | Drafts Memo | IC Committee | MiFID II · 144A |
| MiFID II T+1 Filing | Auto-Files | Exception only | MiFID II ARM |
| Trade Surveillance Alert | Scores + Routes | Compliance Officer | MAR · Dodd-Frank |
| Counterparty Risk Re-Score | Updates Score | Risk Manager | Basel III · EMIR |
See execution in your
capital markets systems.
30-minute session. We map your highest-value CM execution workflows, demonstrate a live MiFID II filing or surveillance workflow, and scope a 90-day production path.