T+1 doesn't wait.
Neither does CAIBots.
The CAIBots Capital Markets execution stack is purpose-built for the velocity and regulatory precision of trading operations — MiFID II T+1 reporting, trade surveillance, counterparty risk monitoring, and investment research executing directly inside Bloomberg, your LOS, DWH, and regulatory systems.
What executes in your
capital markets systems.
Production-grade execution workflows writing directly into your trading infrastructure, risk systems, and regulatory reporting pipelines — governed at every step, auditable on demand.
T+1 transaction reporting executed automatically — data aggregation, field validation, XML generation, ARM submission, and exception flagging. Zero manual intervention for standard trades.
Real-time surveillance across trading activity — pattern anomaly detection, spoofing and layering identification, and automated escalation to compliance with a full evidence brief.
Counterparty credit events trigger automated risk re-scoring — live market data retrieval, Basel III CVA/DVA calculations, exposure limit updates, and breach routing for dual approval before any action executes.
Earnings events, analyst rating changes, or portfolio triggers generate research briefs automatically — aggregating Bloomberg, Reuters, and proprietary data with MiFID II-compliant analyst sign-off gate enforced.
30-day deployment
entry points.
Highest-value CM workflows to automate first — immediate ROI, measurable compliance value, and a clear path to full autonomous execution.
Start with T+1 transaction reporting — the highest-frequency, highest-risk manual process for most CM firms. Immediate compliance value with zero regulatory risk. Average 14–21 days to first live submission.
Automate the alert triage queue — every surveillance flag classified, enriched with context, and either auto-resolved or escalated with a full brief. Immediate reduction in analyst manual review time.
Automate the daily counterparty credit event monitoring loop. Every rating change, CDS move, and news event is processed and risk re-scored without analyst intervention on standard monitoring workflows.
Pre-built capital markets
execution agents.
Every agent is production-ready. Configures to your trading infrastructure, risk systems, and regulatory reporting pipelines in under 90 days.
Every CM framework.
Enforced at the architecture layer.
For capital markets, compliance is not a documentation process. It is the execution boundary. Every workflow in the CAIBots CM stack operates within these frameworks by design.
T+1 transaction reporting, best execution documentation, research unbundling records, client communication logs — all generated automatically at the Execution Layer with MiFID II-compliant data structures and retention.
ICT risk management documentation, incident reporting workflows, third-party risk monitoring — executed and logged at every step. DORA-compliant audit trails for all AI-driven decisions affecting trading operations.
Swap dealer reporting, Volcker Rule compliance monitoring, systemic risk flag detection, and consumer protection execution for retail-facing CM products — all automated with full regulatory record creation.
CVA/DVA calculation execution, capital ratio monitoring, stress testing data aggregation with BCBS 239-compliant lineage tracking. Every risk data write includes source, transformation logic, and timestamp.
Derivative trade reporting, clearing obligation monitoring, and margining requirement execution. EMIR trade repository submissions generated and filed at T+1 with full exception handling and audit trail.
Suspicious transaction and order reporting (STOR), insider list management, and market manipulation detection — all executed with MAR-compliant evidence documentation and regulator-ready case files.
Exactly what auto-executes —
and what requires dual approval.
For trading operations, the governance posture is binary: deterministic execution for standard workflows, mandatory dual approval for anything that affects exposures, limits, or regulatory filings. Every boundary is enforced at the architecture layer.
| Workflow | Trigger | Governance | Auth Required | Reg Reference |
|---|---|---|---|---|
| MiFID II T+1 — Standard Trade | T+1 deadline · complete data | Auto-Execute | None | MiFID II Art. 26 |
| MiFID II T+1 — Exception | T+1 deadline · data gap detected | HITL Gate | Reporting Officer | MiFID II Art. 26 |
| Trade Surveillance — Low Alert | Pattern flag · low severity score | Auto-Resolve | None | MAR Art. 16 |
| Trade Surveillance — High Alert | Spoofing / layering signal detected | HITL Gate | Head of Compliance | MAR Art. 16 · STOR |
| Counterparty Risk — Monitoring | Daily credit event monitoring cycle | Auto-Update | None | Basel III · EMIR |
| Counterparty Risk — Limit Breach | Exposure limit breach detected | Dual Approval | CRO + Risk Committee | EMIR · Basel III |
The teams who own
trading compliance.
See execution in your
capital markets systems.
30-minute session. We map your highest-value CM workflows, demonstrate a live MiFID II filing or surveillance execution, and scope a 90-day production path.