Industry Execution Stacks

Governance is not optional.
It's built in.

🏦 Financial Services 📈 Capital Markets 📋 Insurance 🏥 Healthcare

Four purpose-built execution stacks — not AI tools adapted for regulated industries, but systems architected from the compliance layer up. Each ships with native governance, domain-specific agents, and pre-built workflow libraries calibrated to its regulatory environment.


One Execution, Per Vertical

Four industries.
One execution discipline.

Each vertical executes end to end inside its own systems of record, under compliance frameworks native to its regulatory environment.

🏦 Financial Services
KYC re-score triggered by counterparty ownership change — risk classified, escalation routed, SAR pre-filed.
Core KYCSalesforceWorkdayFinCEN
↳  Under 4 minutes · BSA/AML compliant · 100% audit trail
See full workflow →
📈 Capital Markets
MiFID II T+1 report generated, validated, submitted to ARM — exceptions flagged, compliance team notified.
SAPARMBloombergDWH
↳  Zero manual intervention · MiFID II compliant · fully logged
See full workflow →
📋 Insurance
P&C claim received — coverage verified, fraud-scored at intake, reserve recommended, routed to adjudicator.
GuidewireDuck CreekISO ClaimSearch
↳  Under 3 minutes · NAIC & State DOI compliant · full audit record
See full workflow →
🏥 Healthcare
Prior authorization submitted, eligibility verified, payer notified, EMR updated — physician review triggered on edge cases.
Epic EMRPayer APICerner
↳  Same-day · HIPAA-native · FDA 21 CFR Part 11
See full workflow →

Four Verticals

Purpose-built for industries where
compliance is not a feature.

Every vertical ships with compliance frameworks native to its regulatory environment — not added on after deployment. The governance matrix, audit architecture, and workflow libraries are pre-built for each industry.

🏦
Financial Services
Banks · Credit Unions · Wealth Management · FinTech

Execution-first AI for consumer and institutional banking. From KYC perpetual screening to credit underwriting and regulatory filing — executing directly into core banking systems, CRM, and compliance infrastructure. SR 11-7, BSA/AML, FINRA, and OCC governance native from day one.

SR 11-7BSA / AMLFINRA / OCCDodd-FrankGDPR
Financial Services execution stack →
Active Execution Workflows
KYC / AML perpetual screening & SAR pre-filing
Credit underwriting decision & offer execution
Fraud detection & P0/P1 classification
Regulatory filing automation (CTR / SAR / FinCEN)
Institutional client onboarding & regulatory profiling
📈
Capital Markets
Investment Banks · Asset Managers · Trading Firms

Regulatory reporting, trade surveillance, and counterparty risk — executing directly into order management systems, data warehouses, ARM submission platforms, and risk systems. MiFID II, EMIR, DORA, Basel III, and MAR governance native. Dual-approval architecture for high-value decisions.

MiFID IIDORAEMIRBasel IIIMAR
Capital Markets execution stack →
Active Execution Workflows
MiFID II T+1 regulatory reporting automation
EMIR derivative trade reporting
Counterparty risk monitoring & re-scoring
Trade surveillance & STOR exception management
Investment research brief generation
📋
Insurance
P&C · Health · Specialty Carriers

Claims-first execution for carriers. From FNOL intake and adjudication to underwriting triage and fraud detection — executing directly into Guidewire, Duck Creek, and policy administration systems. NAIC model laws, State DOI requirements, and HIPAA controls native. Adjudicator and SIU gates enforced by architecture.

NAICState DOIHIPAASolvency IIIFRS 17
Insurance execution stack →
Active Execution Workflows
FNOL intake, triage & claims adjudication
Reserve recommendation & payment routing
Underwriting submission triage & risk scoring
Fraud scoring at intake & SIU case creation
Regulatory filing & market conduct reporting
🏥
Healthcare
Payers · Providers · Life Sciences

HIPAA-native execution for payer, provider, and clinical research workflows. Prior authorization to adverse event detection — executing directly into EMR, claims, and clinical trial management systems. Every clinical decision-support execution carries a physician-review gate. FDA 21 CFR Part 11 and HL7 FHIR R4 aligned by architecture.

HIPAAFDA 21 CFR Part 11CMSHL7 FHIR R4HITECH
Healthcare execution stack →
Active Execution Workflows
Prior authorization automation & adjudication
Claims processing & ICD-10 coding validation
Clinical trial matching & eligibility scoring
Adverse event detection & FDA MedWatch filing
Patient intake & triage routing

Where To Start

Not sure which workflow
to deploy first?

Every engagement begins the same way, regardless of vertical: a paid discovery that identifies your highest-value workflow and ends with a deployment proposal.

1
See it execute
Watch a live workflow run end to end against a production-accurate scenario in your vertical. No sales call required.
Explore Live Demos →
2
Scope the opportunity
A paid discovery maps your highest-value workflow, scopes the governance matrix, and projects ROI for your environment.
AI Governance Assessment →
3
Deploy a pilot
A structured pilot puts a governed agent into production with a clear go-live path and execution data your risk committee can review.
Enterprise Pilot →

Common To Every Stack

Four verticals.
One governance architecture.

Whatever the industry, every CAIBots deployment is built on the same five-plane PCATS architecture — so the governance guarantees are identical across all four.

🛡️
Governance by Architecture
The Control Plane wraps every execution. Nothing acts without a policy check — enforced by the system, not by policy documents.
📜
Immutable Audit Trail
Every execution generates a timestamped record with actor, rationale, and state. Examiner-readable across every vertical.
🔗
Writes to Systems of Record
Native connectors to Salesforce, SAP, Epic, Guidewire, Bloomberg, and your core platforms. No middleware, no screen-scraping.
🚀
Production in 90 Days
The same deployment methodology applies to every vertical: discovery, configuration, controlled execution, autonomous production.

Next Step

Find your highest-value
workflow.

A 30-minute session maps your execution workflows, scopes the governance matrix, and outlines a 90-day path to production — in your vertical, with your systems of record.

Princeton, NJ  ·  contact@caibots.com  ·  +1 (609) 721-2815